| Read Time: 2 minutes | Capital Investment Group Complaints | News & Articles |


Joseph Jackson Of Capital Investment Group, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Joseph Jackson of Capital Investment Group, Inc.?

Joseph Jackson

Joseph Jackson (CRD #2351290) who is currently registered as a broker and investment adviser with Capital Investment Group, Inc. and located in Fayetteville, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Capital Investment Group, Inc., Joseph Jackson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Joseph Jackson Customer Complaints

Joseph Jackson has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Capital Investment Group in favor the investor. RBC’s Ventura Securities denied in another customer complaint in the investor took no further action. There is currently one FINRA arbitration proceeding pending against Capital Investment Group for Joseph Jackson’s alleged misconduct.

Allegations Against Joseph Jackson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Breach of fiduciary duty, negligence, violation of regulation best interest, negligent misrepresentation and breach of contract related to an investment in GWG Holdings.
  • Misrepresentation of investment in annuity contracts.
  • Unsuitable recommendation to invest in alternative investment.

Joseph Jackson Red Flags & Your Rights As An Investor

Of course, Joseph Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Jackson at Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Joseph Jackson

If you have questions about Capital Investment Group, Inc. and/or Joseph Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars