DID JOSEPH I. DIAMOND CAUSE YOU INVESTMENT LOSSES?
Joseph Diamond Of Key Investment Services And Formerly With MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Joseph Diamond of Key Investment Services?
Joseph Diamond (CRD #6247409) who is currently registered with Key Investment Services and located in Liverpool, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Key Investment Services, Joseph Diamond was associated with MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Joseph Diamond Customer Complaint
Joseph Diamond has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client hand delivered letter to KeyBank branch alleging misrepresentation in the March 2020 purchase of Polaris Platinum III annuity in the amount of $434,459.96. Joseph Diamond’s customer complaint was denied and, to date, the customer has not taken any further action.
Joseph Diamond Red Flags & Your Rights As An Investor
Of course, Joseph Diamond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Diamond at Key Investment Services and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Diamond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services and MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Key Investment Services Due To Joseph Diamond
If you have questions about Key Investment Services, MML Investors Services, and/or Joseph Diamond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.