| Read Time: 2 minutes | Merrill Lynch Complaints | Raymond James Complaints |


Joseph Cunneff Of Raymond James Financial Services, Inc. And Formerly With Raymond James & Associates, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Joseph Cunneff of Raymond James Financial Services, Inc.?

Joseph Cunneff

Joseph Cunneff (CRD #1101132) who is currently registered with Raymond James Financial Services, Inc. and located in Sugar Land, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Joseph Cunneff was associated with Raymond James & Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Joseph Cunneff Customer Complaints

Joseph Cunneff has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the investor. Another customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. The other 3 customer complaints were denied by Joseph Cunneff’s former employers in the customers took no further action.

Allegations Against Joseph Cunneff

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unauthorized and excessive trading.
  • Unauthorized purchase of mutual fund.
  • Unauthorized discretionary trading of customer’s accounts.
  • Negligence, breach of fiduciary duty, and misrepresentation of a commodity future hedge fund.

Joseph Cunneff Red Flags & Your Rights As An Investor

Of course, Joseph Cunneff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Cunneff at Raymond James Financial Services, Inc. and Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Cunneff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Joseph Cunneff

If you have questions about Raymond James Financial Services, Inc., Raymond James & Associates, Inc. and/or Joseph Cunneff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars