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Joseph Burdi Of Northwestern Mutual Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Joseph Burdi of Northwestern Mutual Investment Services?

Joseph Burdi (CRD #1742582) who is currently registered with Northwestern Mutual Investment Services and located in Annandale, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Joseph Burdi Customer Complaints

Joseph Burdi has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Both of Joseph Burdi’s customers complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Joseph Burdi

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • A client alleged that Joseph Burdi did not liquidate funds in his advisory IRA account to cash as he requested, resulting in loss of account value during a downturn in the market.
  • The customers alleged Joseph Burdi misrepresented the variable life insurance policies they purchased.

Joseph Burdi Red Flags & Your Rights As An Investor

Of course, Joseph Burdi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Burdi at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Burdi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Joseph Burdi

If you have questions about Northwestern Mutual Investment Services and/or Joseph Burdi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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