DID JOSEPH SCOTT AUDIACAUSE YOU INVESTMENT LOSSES?
Joseph Audia Of VCS Venture Securities And Formerly With Joseph Stone Capital L.L.C. Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Joseph Audia of VCS Venture Securities?
Joseph Audia (CRD #2909761) who is currently registered as a broker with VCS Venture Securities and located in Hauppauge, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to VCS Venture Securities, Joseph Audia was associated with Joseph Stone Capital L.L.C. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Audia has had his own regulatory problems. In December 2021 consented without admitting or denying the findings that he failed to reasonably supervise a registered representative who excessively and unsuitably traded certain customer accounts. He was suspended and a principal capacity for 2 months and fined $5000 and ordered to attend continuing education courses.