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Joseph Aldi Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Joseph Aldi of Wells Fargo Clearing Services?

Joseph Aldi (CRD #2558960) who is currently registered with Wells Fargo Clearing Services and located in Bound Brook, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Joseph Aldi Customer Complaints

Joseph Aldi has been the subject of 2 customer complaints that we know about. Two of Joseph Aldi’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Joseph Aldi

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged that a GNMA and a Disney and a Ford corporate bonds allegedly made by Joseph Aldi were not suitable for them.
  • Client complained that Joseph Aldi allegedly told him his investment would grow 5% per year for four years which, according to the client was untrue.

Joseph Aldi Red Flags & Your Rights As An Investor

Of course, Joseph Aldi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Aldi at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Aldi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Joseph Aldi

If you have questions about Wells Fargo Clearing Services and/or Joseph Aldi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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