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Jose Lino Huerfano Jr with J.P. Morgan Securities, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Jose Lino Huerfano Jr with J.P. Morgan Securities LLC?

Jose Huerfano (CRD #4104166) who is currently registered with J.P. Morgan Securities, LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to J.P. Morgan Securities, LLC, Jose Huerfano was associated with 9other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

J.P. Morgan Securities, LLC Broker Misconduct

In his career, Jose Huerfano has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last 2 years to recover investment losses. J.P. Morgan Securities, LLC denied those customer complaints, and to date, the customers and not taking any further action. 

Allegations Against Jose Huerfano

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Two clients separately alleged that José Huerfano made unsuitable investment recommendations in connection with common stock transactions.
  • When the client alleged unauthorized trading by José Huerfano.

Jose Huerfano Red Flags & Your Rights as An Investor

Of course, Jose Huerfano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Huerfano at J.P. Morgan Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Jose Huerfano has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at J.P. Morgan Securities, LLC about José Huerfano also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At J.P. Morgan Securities, LLC

If you have questions about J.P. Morgan Securities, LLC and/or Jose Huerfano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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