| Read Time: 2 minutes | News & Articles | UBS Financial Services Complaints |


Jose Garcia-Talavera Formerly With UBS Financial Services Inc. Has 49 Customer Complaints For Alleged Broker Misconduct

Who is Jose Garcia-Talavera formerly with UBS Financial Services Inc.?

Jose Garcia-Talavera

Jose Garcia-Talavera (CRD #4026639) who was formerly registered with UBS Financial Services Inc. and located in San Juan, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Jose Garcia-Talavera was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Jose Garcia-Talavera Customer Complaints

Jose Garcia-Talavera has been the subject of 49 customer complaints that we know about to recover investment losses. All 49 customer complaints were settled by UBS Financial Services in favor of the investors.

Allegations Against Jose Garcia-Talavera

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations in Puerto Rico closed-end funds.
  • Unsuitable investment recommendations of Puerto Rico municipal bonds.
  • Overconcentration of customers portfolio in Puerto Rico closed-end bond funds.
  • Misrepresentation of Puerto Rico closed-end bond funds a safe investments.
  • Overconcentration a customer’s portfolio in Puerto Rico municipal bonds.

Jose Garcia-Talavera Red Flags & Your Rights As An Investor

Of course, Jose Garcia-Talavera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Garcia-Talavera at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Jose Garcia-Talavera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Jose Garcia-Talavera

If you have questions about UBS Financial Services Inc. and/or Jose Garcia-Talavera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars