| Read Time: 2 minutes | Merrill Lynch Complaints |


Jorge Sonville Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Jorge Sonville of Merrill Lynch Pierce Fenner & Smith?

Jorge Sonville (CRD #2558540) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Jorge Sonville Customer Complaints

Jorge Sonville has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jorge Sonville’s 2 customer complaints was settled in favor of investors. The customer complaint filed against Jorge Sonville’s current employer Merrill Lynch Pierce Fenner & Smith for investment losses caused by the alleged misconduct is pending as of the date of this report.

Allegations Against Jorge Sonville

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The customer alleged Jorge Sonville’s unsuitable investment recommendation and engaging in an undisclosed outside business activity.
  • Customer alleged to place an order to sell entire position of ML Americas Income Fund and reinvest proceeds in ML Corporate Bond Investment Grade Fund and the others that was not executed by Jorge Sonville in contravention with customers instructions.

Jorge Sonville Red Flags & Your Rights As An Investor

Of course, Jorge Sonville did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jorge Sonville at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Jorge Sonville has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jorge Sonville

If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Jorge Sonville and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars