DID JONATHAN AKIVA WEINBERG CAUSE YOU INVESTMENT LOSSES?
Jonathan Weinberg Formerly With PHX Financial And Legend Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Jonathan Weinberg formerly with PHX Financial?
Jonathan Weinberg (CRD #6443007) who was formerly registered with PHX Financial and located in Hauppauge, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to PHX Financial, Jonathan Weinberg was associated with Legend Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Jonathan Weinberg Customer Complaint
Jonathan Weinberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investments. The customer complaint filed against Jonathan Weinberg’s former employer PHX Financial for investment losses caused by the alleged misconduct is pending as of the date of this report.
Jonathan Weinberg Red Flags & Your Rights As An Investor
Of course, Jonathan Weinberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Weinberg at PHX Financial and Legend Securities on alert to review carefully the activity and performance of their accounts and question whether Jonathan Weinberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial and Legend Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At PHX Financial Due To Jonathan Weinberg
If you have questions about PHX Financial, Legend Securities, and/or Jonathan Weinberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.