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Jonathan Norman Hendrickson with Thrivent Investment Management, Inc. Has 3 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Jonathan N. Hendrickson with Thrivent Investment Management, Inc.?

Jonathan Hendrickson (CRD #4683563) is currently registered with Thrivent Investment Management, Inc. and located in Northborough, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.  

Thrivent Investment Management, Inc. Broker Misconduct

In his career, Jonathan Hendrickson has been the subject of 4 customer complaints that we know about, 3 of those complaints were filed in the last two years to recover investment losses.

Two of Jonathan Hendrickson’s 4 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Jonathan Hendrickson’s current employer Thrivent Investment Management, Inc. for investment losses caused by his alleged misconduct.

Allegations Against Jonathan Hendrickson

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The customer alleged a registered representative failed to follow instructions in February 2020 to redeem sub-accounts in variable annuities in a timely fashion which resulted in market losses.
  • The customer alleged a registered representative misrepresented features of a variable universal life insurance policy contract.
  • Customers alleged a registered representative misrepresented the features and benefits of the guaranteed minimum withdrawal benefit rider included within their variable annuity contracts.
  • The customer alleged a registered representative misrepresented tax considerations in connection with the purchase of a variable universal life insurance policy contract.

Jonathan Hendrickson Red Flags & Your Rights as An Investor

Of course, Jonathan Hendrickson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Jonathan Hendricksonat Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonathan Hendricksonhas engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc.

If you have questions about Thrivent Investment Management Inc. and/or Jonathan Hendrickson and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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