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DID JONATHAN TAYLOR FINLAY CAUSE YOU INVESTMENT LOSSES?

Jonathan Finlay Formerly With Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct

Who is Jonathan Finlay formerly with Equitable Advisors?

Jonathan Finlay (CRD #7008963) who was formerly registered with Equitable Advisors and located in Columbia, Maryland is a subject of one of our many securities industry sales practice abuse investigations.

Jonathan Finlay Customer Complaint

Jonathan Finlay has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the insurance policy purchased from Jonathan Finlay was misrepresented to them. Jonathan Finlay’s customer complaint was denied and, to date, the customer has not taken any further action.

Jonathan Finlay Red Flags & Your Rights As An Investor

Of course, Jonathan Finlay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Finlay at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Jonathan Finlay has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Jonathan Finlay

If you have questions about Equitable Advisors and/or Jonathan Finlay and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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