DID JONATHAN KORBIN DICKSON CAUSE YOU INVESTMENT LOSSES?
Jonathan Dickson Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct
Jonathan Dickson Customer Complaints
Jonathan Dickson has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Morgan Stanley in favor of the investor. The other customer complaint was denied by the brokerage firm and to date, the customer has not taken any further action.
Allegations Against Jonathan Dickson
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to follow client’s instructions on limitation of amount of investment in discretionary account to $25,000 per security.
- Misrepresentation on the rate of fees charged on managed accounts.
Jonathan Dickson Red Flags & Your Rights As An Investor
Of course, Jonathan Dickson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Dickson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jonathan Dickson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jonathan Dickson
If you have questions about Morgan Stanley and/or Jonathan Dickson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.