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Jonathan Cummings Of LPL Financial And Formerly With Securities America, Securities America Advisors And Investacorp Advisory Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Jonathan Cummings of LPL Financial?

Jonathan Cummings (CRD #2715296) who is currently registered with LPL Financial and located in Hurst, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Jonathan Cummings was associated with Securities America, Securities America Advisors, Investacorp Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jonathan Cummings Customer Complaints

Jonathan Cummings has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jonathan Cummings’ 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Investacorp for investment losses caused by Jonathan Cummings’ alleged misconduct.

Allegations Against Jonathan Cummings

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimants now allege that Jonathan Cummings’ investments were unsuitable.
  • Sold Lincoln Life Annuity allegedly by Jonathan Cummings. Client complained and E&O insurance provider settled.

Jonathan Cummings Red Flags & Your Rights As An Investor

Of course, Jonathan Cummings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Cummings at LPL Financial, Securities America, Securities America Advisors and Investacorp Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Jonathan Cummings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Securities America, Securities America Advisors and Investacorp Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Jonathan Cummings

If you have questions about LPL Financial, Securities America, Securities America Advisors, Investacorp Advisory Services, and/or Jonathan Cummings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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