| Read Time: 2 minutes | News & Articles | Stifel Nicolaus Complaints |


Jon Laurell Formerly With Stifel, Nicolaus & Company, Incorporated Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Jon Laurell formerly with Stifel, Nicolaus & Company, Incorporated?

Jon Laurell

Jon Laurell (CRD #1100594) who was formerly registered with Stifel, Nicolaus & Company, Incorporated and located in East Harwich, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel, Nicolaus & Company, Incorporated, Jon Laurell was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Jon Laurell Customer Complaints

Jon Laurell has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint was settled by Stiefel, Nicholas & Co. in favor of the investor. Three of the customer complaints were denied by the brokerage firm in the customers took no further action. There is currently one customer complaint pending as a FINRA arbitration proceeding against Jon Laurell’s former employer.

Allegations Against Jon Laurell

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Churning.
  • Unsuitable recommendations of Puerto Rico Bonds.
  • Unsuitable investment recommendation a variable annuity contract.
  • Unsuitable investment recommendation of unit investment trust.

Jon Laurell Red Flags & Your Rights As An Investor

Of course, Jon Laurell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Laurell at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jon Laurell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Jon Laurell

If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Jon Laurell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars