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Jon Hamasaki Of TD Ameritrade And TD Ameritrade Investment Management Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Jon Hamasaki of TD Ameritrade?

Jon Hamasaki (CRD #2366916) who is currently registered with TD Ameritrade, TD Ameritrade Investment Management and located in Long Beach, California is a subject of one of our many securities industry sales practice abuse investigations.

Jon Hamasaki Customer Complaints

Jon Hamasaki has been the subject of 2 customer complaints that we know about. Both of Jon Hamasaki’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Jon Hamasaki

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged he was referred to a third party investment advisor that carried out unsuitable investment strategy allegedly by Jon Hamasaki.
  • Jon Hamasaki’s alleged inappropriate recommendation regarding an Australian bond. Client alleged possible risk of currency changes between the Australian dollar and U.S. Dollar was not disclosed.

Jon Hamasaki Red Flags & Your Rights As An Investor

Of course, Jon Hamasaki did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Hamasaki at TD Ameritrade and TD Ameritrade Investment Management on alert to review carefully the activity and performance of their accounts and question whether Jon Hamasaki has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade and TD Ameritrade Investment Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Jon Hamasaki

If you have questions about TD Ameritrade, TD Ameritrade Investment Management, and/or Jon Hamasaki and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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