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Johnny Ceballos Of LPL Financial, Golden State Wealth Management And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct

Who is Johnny Ceballos of LPL Financial?

Johnny Ceballos (CRD #5330577) who is currently registered with LPL Financial, Golden State Wealth Management and located in Yuba City, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Golden State Wealth Management, Johnny Ceballos was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Johnny Ceballos Customer Complaint

Johnny Ceballos has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Johnny Ceballos made unsuitable investment recommendations in a discretionary advisory account. Johnny Ceballos’ customer complaint was denied and, to date, the customer has not taken any further action.

Johnny Ceballos Red Flags & Your Rights As An Investor

Of course, Johnny Ceballos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Johnny Ceballos at LPL Financial, Golden State Wealth Management, and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Johnny Ceballos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Golden State Wealth Management, and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Johnny Ceballos

If you have questions about LPL Financial, Golden State Wealth Management, Edward Jones, and/or Johnny Ceballos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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