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John Tracy Of Merrill Lynch Pierce Fenner & Smith Inc. Has One Customer Complaint For Alleged Broker Misconduct

Who is John Tracy of Merrill Lynch Pierce Fenner & Smith Inc.?

John Tracy (CRD #2525099) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.

John Tracy Customer Complaint

John Tracy has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unsuitable investment recommendation. John Tracy’s customer complaint was denied and, to date, the customer has not taken any further action.

John Tracy Red Flags & Your Rights As An Investor

Of course, John Tracy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Tracy at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether John Tracy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To John Tracy

If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or John Tracy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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