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John Timberlake Formerly With Carter, Terry & Company, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct

Who is John Timberlake formerly with Carter, Terry & Company, Inc.?

John Timberlake

John Timberlake (CRD #2109445) who was formerly registered with Carter, Terry & Company, Inc. and located in Atlanta, Georgia, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Carter, Terry & Company, Inc., John Timberlake was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Timberlake has had his own regulatory problems. In 2020, he was suspended for 4 months and fined $10,000 by FINRA for personal communications in violation of FINRA rules and regulations.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

John Timberlake Customer Complaints

John Timberlake has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by SunTrust Investment Services in favor of the investors. One customer complaint was denied by Carter Terry and Co. and the customer took no further action. There is currently one pending FINRA arbitration proceeding against John Timberlake’s employer Carter Terry and Co.

Allegations Against John Timberlake

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unauthorized and unsuitable transactions in customer’s account.
  • Poor performance of accounts allegedly managed by financial advisor.
  • Unsuitable recommendation of investment strategy and failure to properly manage customer’s account.
  • Unsuitable investment recommendations.
  • Unsuitable recommendation of speculative investment strategy and guarantee of performance.

John Timberlake Red Flags & Your Rights As An Investor

Of course, John Timberlake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Timberlake at Carter, Terry & Company, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Timberlake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Carter, Terry & Company, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Carter, Terry & Company, Inc. Due To John Timberlake

If you have questions about Carter, Terry & Company, Inc. and/or John Timberlake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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