DID JOHN PUMPHREY CAUSE YOU INVESTMENT LOSSES?
John Pumphrey Formerly With R.M. Duncan Securities, Inc. And Crews & Associates Has One Customer Complaint For Alleged Broker Misconduct
Who is John Pumphrey formerly with R.M. Duncan Securities, Inc.?
John Pumphrey (CRD #2013833) who was formerly registered with R.M. Duncan Securities, Inc. and located in Little Rock, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to R.M. Duncan Securities, Inc., John Pumphrey was associated with Crews & Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
John Pumphrey Customer Complaint
John Pumphrey has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations in specified products and unauthorized trading. John Pumphrey’s customer complaint was settled in favor of the investors.
John Pumphrey Red Flags & Your Rights As An Investor
Of course, John Pumphrey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Pumphrey at R.M. Duncan Securities, Inc. and Crews & Associates on alert to review carefully the activity and performance of their accounts and question whether John Pumphrey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at R.M. Duncan Securities, Inc. and Crews & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At R.M. Duncan Securities, Inc. Due To John Pumphrey
If you have questions about R.M. Duncan Securities, Inc., Crews & Associates, and/or John Pumphrey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.