| Read Time: 2 minutes |


John McCarthy Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct

Who is John McCarthy of Wells Fargo Clearing Services?

John McCarthy (CRD #1499168) who is currently registered with Wells Fargo Clearing Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

John McCarthy Customer Complaint

John McCarthy has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor did not follow his emailed instructions to execute purchases in his accounts. John McCarthy’s customer complaint was denied and, to date, the customer has not taken any further action.

John McCarthy Red Flags & Your Rights As An Investor

Of course, John McCarthy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John McCarthy at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether John McCarthy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To John McCarthy

If you have questions about Wells Fargo Clearing Services and/or John McCarthy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars