DID JOHN KELLAR CAUSE YOU INVESTMENT LOSSES?
John Kellar Of Wells Fargo Advisors Financial Network, LLC And Formerly With Wells Fargo Clearing Services, LLC, Has 6 Customer Complaints For Alleged Broker Misconduct
Who is John Kellar of Wells Fargo Advisors Financial Network, LLC?
John Kellar (CRD #1436046) who is currently registered with Wells Fargo Advisors Financial Network, LLC and located in Naples, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Advisors Financial Network, LLC, John Kellar was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
John Kellar Customer Complaints
John Kellar has been the subject of 6 customer complaints that we know about to recover investment losses. One of the customer complaints proceeded to arbitration resulted in arbitration award in favor of the investors. The other 5 customer complaints were denied by John Kellar’s former employers and the customers took no further action.
Allegations Against John Kellar
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations.
- Failure to place sell orders in a timely manner.
- Theft and diversion of funds from accounts.
- Unauthorized and excessive trading.
- Failure to fully explain the true nature of mechanic’s and risk of the variable annuity contract.
- Misrepresentation of Capstead Mortgage Investments
John Kellar Red Flags & Your Rights As An Investor
Of course, John Kellar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Kellar at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Kellar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC, Due To John Kellar
If you have questions about Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC and/or John Kellar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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