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John Forrester Jr of Newbridge Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct

Who is John Forrester Jr of Newbridge Securities Corporation?

John Forrester

John Forrester (CRD #728188) who is currently registered as a broker Newbridge Securities Corporation and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Newbridge Securities Corporation, John Forrester Jr was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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John Forrester Jr Customer Complaints

John Forrester Jr has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints resulted in arbitration awards entered against Wasserman & Associates and the advisor jointly and severally for $108,000 and $109,000. Two more customer complaints were settled by John Forester’s employers in favor of the investors. There is currently one more FINRA arbitration proceeding still pending against Newbridge Securities Corporation that was recently filed.

Allegations Against John Forrester Jr

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Breach of fiduciary duty, negligence, fraud, and breach of contract.
  • Unsuitability and misrepresentation in connection with direct investments.
  • Breach of fiduciary duty, breach of contract and negligence in connection with alternative investments.
  • Unsuitable investment recommendations, overconcentration, and churning.
  • Recommendation of unsuitable fixed income and equity securities.

John Forrester Jr Red Flags & Your Rights As An Investor

Of course, John Forrester Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Forrester Jr at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether John Forrester Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To John Forrester Jr

If you have questions about Newbridge Securities Corporation and/or John Forrester Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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