DID JOHN RANDALL FINDLEY CAUSE YOU INVESTMENT LOSSES?
John Findley Of Lincoln Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct
Who is John Findley of Lincoln Financial Advisors?
John Findley (CRD #2472449) who is currently registered with Lincoln Financial Advisors and located in San Ramon, California is a subject of one of our many securities industry sales practice abuse investigations.
John Findley Customer Complaint
John Findley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client stated John Findley did not understand the variable annuity product he sold to him and it was a poor recommendation for his needs. John Findley’s customer complaint was denied and, to date, the customers have not taken any further action.
John Findley Red Flags & Your Rights As An Investor
Of course, John Findley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Findley at Lincoln Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether John Findley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Due To John Findley
If you have questions about Lincoln Financial Advisors and/or John Findley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.