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John Donovan Of Securities America, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is John Donovan of Securities America, Inc.?

John Donovan

John Donovan (CRD #2225746) who is currently registered as a broker and investment adviser with Securities America, Inc. and located in Plano, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Inc., John Donovan was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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John Donovan Customer Complaints

John Donovan has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by UBS Financial Services and no further action was taken. The other customer complaint remains pending against Securities America in a FINRA arbitration proceeding.

Allegations Against John Donovan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Recommendation of certain alternative investments did not align with clients’ needs and investment objectives.
  • Unsuitable investment recommendation of mutual funds.

John Donovan Red Flags & Your Rights As An Investor

Of course, John Donovan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Donovan at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Donovan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To John Donovan

If you have questions about Securities America, Inc. and/or John Donovan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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