| Read Time: 2 minutes |

DID JOHN DAVIS CAUSE YOU INVESTMENT LOSSES?

John Davis Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors And Formerly With SunTrust Investment Services, SunTrust Advisory Services Has One Customer Complaint For Alleged Broker Misconduct

Who is John Davis of Raymond James Financial Services, Inc.?

John Davis (CRD #3028243) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Lenior, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, John Davis was associated with SunTrust Investment Services, SunTrust Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

John Davis Customer Complaint

John Davis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges that advisor solicited stock sale of inherited stock that caused her to lose a subsidy for health care benefit due to gains from the sale of stocks. Client claims that she specifically made advisor aware of this risk. John Davis’ customer complaint was denied and, to date, the customer has not taken any further action.

John Davis Red Flags & Your Rights As An Investor

Of course, John Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Davis at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, SunTrust Investment Services, and SunTrust Advisory Services on alert to review carefully the activity and performance of their accounts and question whether John Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, SunTrust Investment Services, and SunTrust Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To John Davis

If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, SunTrust Investment Services, SunTrust Advisory Services, and/or John Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...