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John Conroy Formerly With Andrew Garrett Has 6 Customer Complaints For Alleged Broker Misconduct

Who is John Conroy formerly with Andrew Garrett?

John Conroy (CRD #3008995) who was formerly registered with Andrew Garrett and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Joseph Conroy has also been the subject of three regulatory agency investigations by FINRA, New Jersey, and Iowa.  FINRA suspended him for 60 days and fined him $20,000.

John Conroy Customer Complaints

John Conroy has been the subject of 6 customer complaints that we know about. One arbitration award was entered against Benson York Group for John Conroy’s alleged misconduct causing investors losses. Four of John Conroy’s 6 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Andrew Garrett for investment losses caused by John Conroy’s alleged misconduct.

Allegations Against John Conroy

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • John Conroy’s alleged churning, excessive commissions, unsuitable investments failure to supervise.
  • John Conroy’s alleged churning.
  • Client claims unauthorized transactions in his account were allegedly made by John Conroy.
  • Unsuitable investments, unauthorized trading, and failure to supervise John Conroy.
  • Unsuitable trades were allegedly made by John Conroy.
  • Alleged allegations statutory and common law fraud, negligence, breach of contract breach of fiduciary duty by John Conroy.

John Conroy Red Flags & Your Rights As An Investor

Of course, John Conroy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Conroy at Andrew Garrett on alert to review carefully the activity and performance of their accounts and question whether John Conroy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Andrew Garrett also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Andrew Garrett Due To John Conroy

If you have questions about Andrew Garrett and/or John Conroy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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