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DID JOHN MARK CASH CAUSE YOU INVESTMENT LOSSES?

John Cash Of Stifel, Nicolaus & Company Incorporated And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is John Cash of Stifel, Nicolaus & Company Incorporated?

John Cash

John Cash (CRD #2870741) who is currently registered with Stifel, Nicolaus & Company Incorporated and located in Hickory, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel, Nicolaus & Company Incorporated, John Cash was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

John Cash Customer Complaints

John Cash has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints we denied by John Cash his former employer and today, the customers took no further action.

Allegations Against John Cash

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customers alleged they were misled with respect to a variable annuity contract investment.
  • Unsuitable investment recommendation of unit investment trust.

John Cash Red Flags & Your Rights As An Investor

Of course, John Cash did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cash at Stifel, Nicolaus & Company Incorporated and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Cash has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company Incorporated and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company Incorporated Due To John Cash

If you have questions about Stifel, Nicolaus & Company Incorporated, Wells Fargo Clearing Services, LLC and/or John Cash and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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