DID JOHN WILLIAM BUCKINGHAM CAUSE YOU INVESTMENT LOSSES?
John Buckingham Formerly With Forta Financial Group, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct
Who is John Buckingham formerly with Forta Financial Group, Inc.?
John Buckingham (CRD #2793693) who was formerly registered with Forta Financial Group, Inc. and located in Greenwood Village, Colorado, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Forta Financial Group, Inc., John Buckingham was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
John Buckingham Customer Complaints
John Buckingham has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors lied John Buckingham’s former employers. The other 2 customer complaints are still pending in FINRA arbitration proceedings filed against Forta Financial Group for John Buckingham’s alleged misconduct.
Allegations Against John Buckingham
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations, fraud, breach of fiduciary duty and negligence related to nontraded REIT and business development company investments.
- Breach of fiduciary duty and negligence.
- Order processing errors.
- Unsuitable investment recommendations of non-traded REITs.
John Buckingham Red Flags & Your Rights As An Investor
Of course, John Buckingham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Buckingham at Forta Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Buckingham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Forta Financial Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Forta Financial Group, Inc. Due To John Buckingham
If you have questions about Forta Financial Group, Inc. and/or John Buckingham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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