DID JOHN CHARLES BROOKS SR CAUSE YOU INVESTMENT LOSSES?
John Brooks, Sr. Formerly With Allstate Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is John Brooks, Sr. formerly with Allstate Financial Services, LLC?
John Brooks, Sr. (CRD #31612) who was formerly registered with Allstate Financial Services, LLC and located in Naples, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Allstate Financial Services, LLC, John Brooks, Sr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.Investment Losses? Let’s talk.
or, give us a ring at (800) 732-2889.
John Brooks, Sr. Customer Complaint
John Brooks, Sr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to advise customer of surrender charges on his variable annuity contract. Allstate Financial Services denied the customer complaint and to date, the customer has not taken any further action.
John Brooks, Sr. Red Flags & Your Rights As An Investor
Of course, John Brooks, Sr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Brooks, Sr. at Allstate Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Brooks, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.Need Legal Help? Let’s talk.
or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Allstate Financial Services, LLC Due To John Brooks, Sr.
If you have questions about Allstate Financial Services, LLC and/or John Brooks, Sr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.