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John Bennett Of Wells Fargo Clearing Services, LLC And Formerly With First Citizens Investor Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is John Bennett of Wells Fargo Clearing Services, LLC?

John Bennett

John Bennett (CRD #5392768) who is currently registered as a broker and investment adviser with Wells Fargo Clearing Services, LLC and located in Charlotte, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, John Bennett was associated with First Citizens Investor Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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John Bennett Customer Complaint

John Bennett has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the structured note recommended and purchase was not liquid and therefore client was unable to take his required minimum distribution for 2022 and beyond. First Citizens Investor Services settled the customer complaint for John Bennett’s alleged misconduct in favor of the investor for almost 100% of the amount demanded.

John Bennett Red Flags & Your Rights As An Investor

Of course, John Bennett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Bennett at Wells Fargo Clearing Services, LLC and First Citizens Investor Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Bennett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and First Citizens Investor Services, Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To John Bennett

If you have questions about Wells Fargo Clearing Services, LLC, First Citizens Investor Services, Inc. and/or John Bennett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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