DID JOHN GERARD ARENSDORF CAUSE YOU INVESTMENT LOSSES?
John Arensdorf Of Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
John Arensdorf Customer Complaints
John Arensdorf has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors. The other customer complaint was denied by Union Banc Investment Services, and to date, the customer has not taken any further action.
Allegations Against John Arensdorf
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to disclose illiquidity of auction rate security investments.
- Failure to liquidate as instructed by customer.
John Arensdorf Red Flags & Your Rights As An Investor
Of course, John Arensdorf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Arensdorf at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Arensdorf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To John Arensdorf
If you have questions about Wells Fargo Clearing Services, LLC and/or John Arensdorf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.