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John Abrams Of Equitable Advisors, LLC And Formerly With Sagepoint Financial, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct

Who is John Abrams of Equitable Advisors, LLC?

John Abrams

John Abrams (CRD #2795856) who is currently registered as a broker and investment adviser with Equitable Advisors, LLC and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, John Abrams was associated with Sagepoint Financial, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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John Abrams Customer Complaints

John Abrams has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Metlife Securities in favor of the investors. One customer complaint was denied by the brokerage firm and the investor took no further action. There are currently 2 customer complaints with Equitable Advisors for John Abrams’ alleged misconduct that were recently filed and are still pending.

Allegations Against John Abrams

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation of variable annuity contract.
  • Failure to disclose surrender charges related to variable annuity contract.
  • Recommendation of investments were not appropriate for customer’s risk tolerance.
  • Advisor’s recommendation for products within customer’s managed account is not balanced and not consistent with his investment profile.
  • Improper sales practices and unsuitable investment recommendations.

John Abrams Red Flags & Your Rights As An Investor

Of course, John Abrams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Abrams at Equitable Advisors, LLC and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Abrams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To John Abrams

If you have questions about Equitable Advisors, LLC, Sagepoint Financial, Inc. and/or John Abrams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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