DID JOEL LANSAT CAUSE YOU INVESTMENT LOSSES?
Joel Lansat Of Merrill Lynch Pierce Fenner & Smith Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Joel Lansat of Merrill Lynch Pierce Fenner & Smith?
Joel Lansat (CRD #1623241) who is currently registered with Merrill Lynch Pierce Fenner & Smithand located in Palm Beach Gardens, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Joel Lansat Customer Complaints
Joel Lansat has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Joel Lansat’s 3 customer complaints was settled in favor of investors. Two of Joel Lansat’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Joel Lansat
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Customer alleged material inaccuracies with respect to documents concerning variable annuities made by Joel Lansat.
- Joel Lansat allegedly made recommendations not in line with client’s investment objectives; unauthorized transactions.
- The customer alleged Joel Lansat’s unauthorized trading from February 2020 until March 2020.
Joel Lansat Red Flags & Your Rights As An Investor
Of course, Joel Lansat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joel Lansat at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Joel Lansat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Joel Lansat
If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Joel Lansat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.