DID JOEL MARK JOHNSON CAUSE YOU INVESTMENT LOSSES?
Joel Johnson Formerly With Silver Oak Securities, Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct
Joel Johnson Customer Complaints
Joel Johnson has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were denied by Silver Oak Securities in the customers took no further action. There is currently one arbitration proceeding still pending against Silver Oak Securities.
Allegations Against Joel Johnson
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendations of speculative, ill liquid alternative investments.
- Failure to provide a balanced presentation prior to investment recommendation.
- Excessive fees.
- Unauthorized switch and characterization of investment objectives from low/moderate to moderately aggressive.
- Recommendation of bond publicly traded, ill liquid, alternative investments that did not align with customers conservative to moderately conservative risk tolerance.
Joel Johnson Red Flags & Your Rights As An Investor
Of course, Joel Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joel Johnson at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joel Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Joel Johnson
If you have questions about Silver Oak Securities, Incorporated and/or Joel Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.