| Read Time: 2 minutes |

DID JOE MARK ABBOTT CAUSE YOU INVESTMENT LOSSES?

Joe Abbott Of Wells Fargo Clearing Services And Formerly With BBVA Securities And BBVA Wealth Solutions Has A Customer Complaint For Alleged Broker Misconduct

Who is Joe Abbott of Wells Fargo Clearing Services?

Joe Abbott (CRD #4452950) who is currently registered with Wells Fargo Clearing Services and located in Lubbock, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Joe Abbott was associated with BBVA Securities, BBVA Wealth Solutions and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Joe Abbott Customer Complaint

Joe Abbott has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were co-trustee purchased Indexed Annuity. Other Co-trustee complained about the purchase alleging the purchase was unsuitable. Joe Abbott’s customer complaint was denied and, to date, the customers have not taken any further action.

Joe Abbott Red Flags & Your Rights As An Investor

Of course, Joe Abbott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Abbott at Wells Fargo Clearing Services, BBVA Securities, and BBVA Wealth Solutions on alert to review carefully the activity and performance of their accounts and question whether Joe Abbott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, BBVA Securities, and BBVA Wealth Solutions also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Joe Abbott

If you have questions about Wells Fargo Clearing Services, BBVA Securities, BBVA Wealth Solutions, and/or Joe Abbott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...