DID JOANNE MARIE CHRISTIANSON CAUSE YOU INVESTMENT LOSSES?
Joanne Marie Christianson formerly with Capital Financial Services, Inc. Has 2 Customer Complaints for Alleged Broker Misconduct In the Past 2 Years
Who is Joanne M. Christianson formerly with Capital Financial Services, Inc.?
Joanne Christianson (CRD #5341634) who was formerly registered with Capital Financial Services, Inc. and located in Minot, North Dakota is a subject of one of our many securities industry sales practice abuse investigations. Capital Financial Services, Inc. is an investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems.
Capital Financial Services, Inc. Broker Misconduct
In her career, Joanne Christianson has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. The two customer complaints filed against Joanne Christianson’s former employer Capital Financial Services, Inc. for investment losses caused by her alleged misconduct are still pending.
Allegations Against Joanne Christianson
The allegations made in the FINRA reported arbitration complaints for investment losses are or for alleged violations of the federal securities laws, breach of fiduciary duty, and breach of contract related to investments in mutual funds and direct investments in the oil and gas sector.
Joanne Christianson Red Flags & Your Rights as An Investor
Of course, Joanne Christianson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Joanne Christianson at Capital Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joanne Christiansonhas engaged in any stockbroker misconduct that may have caused them investment losses.
The large number of customer complaints at Capital Financial Services, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses At Capital Financial Services, Inc.
If you have questions about Capital Financial Services, Inc. and/or Joanne Christianson and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.