DID JIM P. MASSUNG CAUSE YOU INVESTMENT LOSSES?
Jim Massung Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Jim Massung of NYLIFE Securities?
Jim Massung (CRD #4603730) who is currently registered with NYLIFE Securities and located in Santa Maria, California is a subject of one of our many securities industry sales practice abuse investigations.
Jim Massung Customer Complaint
Jim Massung has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Jim Massung misrepresented the features of a Mainstay investment product and failed to advise the customers that the product featured a daily withdrawal limit. Jim Massung’s customer complaint was settled in favor of the investors.
Jim Massung Red Flags & Your Rights As An Investor
Of course, Jim Massung did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jim Massung at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Jim Massung has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Jim Massung
If you have questions about NYLIFE Securities and/or Jim Massung and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.