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Jianmin Gu Of Morgan Stanley And Formerly With HSBC Securities (USA) Has A Customer Complaint For Alleged Broker Misconduct

Who is Jianmin Gu of Morgan Stanley?

Jianmin Gu (CRD #5599295) who is currently registered with Morgan Stanley and located in Kirkland, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Jianmin Gu was associated with HSBC Securities (USA) and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jianmin Gu Customer Complaint

Jianmin Gu has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that her investment needs were not considered by Jianmin Gu at the time of investment. Jianmin Gu’s customer complaint was settled in favor of the investors.

Jianmin Gu Red Flags & Your Rights As An Investor

Of course, Jianmin Gu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jianmin Gu at Morgan Stanley and HSBC Securities (USA) on alert to review carefully the activity and performance of their accounts and question whether Jianmin Gu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and HSBC Securities (USA) also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jianmin Gu

If you have questions about Morgan Stanley, HSBC Securities (USA), and/or Jianmin Gu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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