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Jessica Long Formerly With Merrill Lynch Pierce Fenner & Smith And Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct

Who is Jessica Long formerly with Merrill Lynch Pierce Fenner & Smith?

Jessica Long (CRD #3225401) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Brea, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Jessica Long was associated with Thrivent Investment Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jessica Long had her share of problems with her employer for engaging in conduct inconsistent with firm standards regarding 1), selling away, 2) communications with the public, and 3) failure to adhere management’s directive regarding outside business activities.  She was terminated by Merrill Lynch in July 2019 for the alleged misconduct.

Jessica Long Customer Complaint

Jessica Long has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were through their attorney, the customers alleged misrepresentation related to a non-broker-dealer, affiliate product. Jessica Long’s customer complaint was settled in favor of the investors.

Jessica Long Red Flags & Your Rights As An Investor

Of course, Jessica Long did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jessica Long at Merrill Lynch Pierce Fenner & Smith and Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Jessica Long has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jessica Long

If you have questions about Merrill Lynch Pierce Fenner & Smith, Thrivent Investment Management, and/or Jessica Long and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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