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Jerry Holcomb Formerly With Wells Fargo Clearing Services, LLC Has 10 Customer Complaints For Alleged Broker Misconduct

Who is Jerry Holcomb formerly with Wells Fargo Clearing Services, LLC?

Jerry Holcomb

Jerry Holcomb (CRD #869331) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Palm Beach Gardens, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Jerry Holcomb Customer Complaints

Jerry Holcomb has been the subject of 10 customer complaints that we know about to recover investment losses. Nine of the 10 customer complaints were settled by Jerry Holcomb’s former employers in favor of investors. One complaint was denied by his former employer and the customer filed suit before the American Arbitration Association which resulted favorably for the investor.

Allegations Against Jerry Holcomb

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation, fraud and negligence in connection with the offer and sale of limited partnerships.
  • Nonpayment of personal loan made by a customer to financial advisor.
  • Multiple claims for misrepresentations, unsuitable recommendations, related to various limited partnership investments.

Jerry Holcomb Red Flags & Your Rights As An Investor

Of course, Jerry Holcomb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry Holcomb at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jerry Holcomb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jerry Holcomb

If you have questions about Wells Fargo Clearing Services, LLC and/or Jerry Holcomb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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