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Jeremy Seth Rosen Of Nationwide Planning Associates Inc. And Formerly Berthel, Fisher & Company Has 6 Customer Complaints For Alleged Broker Misconduct In the Past Year

Who is Jeremy S. Rosen with Nationwide Planning Associates Inc.?

Jeremy Rosen (CRD #5513416) who is currently registered with Nationwide Planning Associates Inc. and located in Easton, Philadelphia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Nationwide Planning Associates Inc., Jeremy Rosen was associated with Berthel, Fisher & Company Financial Services, Inc., BFC Planning, Inc. and Planned Financial Programs, Inc. which are all investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

BFC Planning, Inc. and Berthel, Fisher & Company Financial Advisor Misconduct

In his career, Jeremy Rosen has been the subject of 7 customer complaints that we know about, 6 of those complaints were filed in the last year to recover investment losses. One of Jeremy Rosen’s 7 customer complaints was settled in favor of investors. There are currently 6 pending customer complaints filed against Jeremy Rosen’s former employer, BFC Planning, Inc. and Berthel, Fisher & Company Financial Services, Inc. for investment losses caused by his alleged misconduct.

Allegations Against Jeremy Rosen  

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Multiple clients in separate arbitration proceedings alleged that Jeremy Rosen made misrepresentations in unsuitable investment recommendations with respect to a particular strategy utilized in their accounts involving common stocks.

Jeremy Rosen Red Flags & Your Rights As An Investor

Of course, Jeremy Rosen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Rosen at Nationwide Planning Associates Inc., Berthel, Fisher & Company Financial Services, Inc. and Planned Financial Programs, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeremy Rosen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BFC Planning, Inc. and Berthel, Fisher & Company Financial Services, Inc. and Planned Financial Programs, Inc.  also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Nationwide Planning Associates Inc.  

If you have questions about Nationwide Planning Associates Inc., Berthel, Fisher & Company Financial Services, Inc., BFC Planning, Inc., and/or Jeremy Rosen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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