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Jeremy McKitrick III with Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Jeremy McKitrick III with Edward Jones?

Jeremy McKitrick (CRD #4037622) who is currently registered with Edward Jones and located in Lafayette, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Jeremy McKitrick was associated with Neuberger Berman LLC and 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Edward Jones Broker Misconduct

In his career, Jeremy McKitrick has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. Both of Jeremy McKitrick’s customer complaints were settled in favor of investors.

Allegations Against Jeremy McKitrick

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Client alleges that the mutual fund exchange purchase that was instructed was not executed in a timely manner.
  • Client alleges negligence in connection with mutual fund exchange transaction.

Jeremy McKitrick Red Flags & Your Rights As An Investor

Of course, Jeremy McKitrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy McKitrick at Edward Jones and Neuberger Berman LLC on alert to review carefully the activity and performance of their accounts and question whether Jeremy McKitrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones and Neuberger Berman LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Edward Jones

If you have questions about Edward Jones, Neuberger Berman LLC and/or Jeremy McKitrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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