DID JEFFREY NEAL VANOVER CAUSE YOU INVESTMENT LOSSES?
Jeffrey Vanover Of Hilltop Securities And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Jeffrey Vanover of Hilltop Securities?
Jeffrey Vanover (CRD #4813059) who is currently registered with Hilltop Securities and located in Lufkin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hilltop Securities, Jeffrey Vanover was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Jeffrey Vanover Customer Complaint
Jeffrey Vanover has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the clients alleged their advisor provided poor advice regarding an equity security, option contracts related to that security, and another security sold to cover margin debt. Jeffrey Vanover’s customer complaint was settled in favor of the investors.
Jeffrey Vanover Red Flags & Your Rights As An Investor
Of course, Jeffrey Vanover did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Vanover at Hilltop Securities and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Vanover has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Hilltop Securities Due To Jeffrey Vanover
If you have questions about Hilltop Securities, Ameriprise Financial Services, and/or Jeffrey Vanover and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.