DID JEFFREY NEAL VANOVER CAUSE YOU INVESTMENT LOSSES?
Jeffrey Neal Vanover of Hilltop Securities Inc. And Formerly With Ameriprise Financial Has One Customer Complaint For Alleged Broker Misconduct
Who is Jeffrey N. Vanover of Hilltop Securities Inc.?
Jeffrey Vanover (CRD #4813059) who is currently registered with Hilltop Securities Inc. and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hilltop Securities Inc., Jeffrey Vanover was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Jeffrey Vanover Customer Complaint
Jeffrey Vanover has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that claimants alleged that their advisor recommended they invest in U.S. Silicia Holdings Inc. (SLCA). They claimed that they were also forced to sell another investment, Barclays Bank plc iPath S&P VIX Short Term Futures Index (VXX) to cover a margin call, which realized losses of more than $172,500.
Jeffrey Vanover Red Flags & Your Rights As An Investor
Of course, Jeffrey Vanover did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Vanover at Hilltop Securities Inc. and Ameriprise Financial Services, on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Vanover has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. and Ameriprise Financial Services also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Hilltop Securities Inc.
If you have questions about Hilltop Securities Inc., Ameriprise Financial Services, and/or Jeffrey Vanover and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.