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Jeffrey Olson Formerly With Northland Securities, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct

Who is Jeffrey Olson of Northland Securities, Inc.?

Jeffrey Olson

Jeffrey Olson (CRD #2192677) who was formerly registered with Northland Securities, Inc. and located in Minneapolis, Minnesota, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Northland Securities, Inc., Jeffrey Olson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Jeffrey Olson Customer Complaints

Jeffrey Olson has been the subject of 8 customer complaints that we know about to recover investment losses. One customer complaint went all the way through a final arbitration hearing and resulted in an arbitration award in favor of the investors. Five customer complaints were by Jeffrey Olson’s former employer Stifel, Nicholaus & Co. in favor of the investors. Two customer complaints were denied by Jeffrey Olson’s former employers and the customers took no further action.

Allegations Against Jeffrey Olson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Churning.
  • Misrepresentation and misleading statements together with unauthorized transactions.
  • Recommendation of highly speculative investments without discussion of all the risks involved.
  • Unsuitable investment recommendations.
  • Unauthorized trading.
  • Violation of federal securities laws and Minnesota Securities Act.
  • Breach of fiduciary duty, negligence, negligent misrepresentation, fraud, in violation of Nebraska’s Securities Act.

Jeffrey Olson Red Flags & Your Rights As An Investor

Of course, Jeffrey Olson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Olson at Northland Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Northland Securities, Inc. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northland Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Northland Securities, Inc. Due To Jeffrey Olson

If you have questions about Northland Securities, Inc. and/or Jeffrey Olson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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