| Read Time: 2 minutes | News & Articles | Truist Investment Services Complaints | Wells Fargo Advisors Complaints |


Jeffrey Oliverio Of Truist Investment Services, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Jeffrey Oliverio of Truist Investment Services, Inc.?

Jeffrey Oliverio

Jeffrey Oliverio (CRD #4160372) who is currently registered with Truist Investment Services, Inc. and located in Fort Lauderdale, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Truist Investment Services, Inc., Jeffrey Oliverio was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Jeffrey Oliverio Customer Complaint

Jeffrey Oliverio has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for violation of FINRA rules including FINRA rules 2010, 2020, 2111, 3260, and 3110. Further, the customer alleged in an arbitration breach of fiduciary duty, negligence, fraud and deceit. The customer complaint resulted in an arbitration award against his employer in the amount of $200,000.

Jeffrey Oliverio Red Flags & Your Rights As An Investor

Of course, Jeffrey Oliverio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Oliverio at Truist Investment Services, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Oliverio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Jeffrey Oliverio

If you have questions about Truist Investment Services, Inc., Wells Fargo Clearing Services, LLC and/or Jeffrey Oliverio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars