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Jeffrey Mathis Of NEXT Financial Group And Heritage Wealth Management Has A Customer Complaint For Alleged Broker Misconduct

Who is Jeffrey Mathis of NEXT Financial Group?

Jeffrey Mathis (CRD #4037942) who is currently registered with NEXT Financial Group, Heritage Wealth Management and located in Fayetteville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations.

Jeffrey Mathis Customer Complaint

Jeffrey Mathis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleged representative recommended claimant invest in an unsuitable, non-traded, registered direct participation program, United Development Funding III, and Broker breached its duty to supervise its agent and claimant’s account. The customer complaint filed against Jeffrey Mathis’ current employer NEXT Financial Group for investment losses caused by the alleged misconduct is pending as of the date of this report.

Jeffrey Mathis Red Flags & Your Rights As An Investor

Of course, Jeffrey Mathis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Mathis at NEXT Financial Group and Heritage Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Mathis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NEXT Financial Group and Heritage Wealth Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At NEXT Financial Group Due To Jeffrey Mathis

If you have questions about NEXT Financial Group, Heritage Wealth Management, and/or Jeffrey Mathis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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