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Jeffrey Marcus Of Merrill Lynch Pierce Fenner & Smith Inc. Has One Customer Complaint For Alleged Broker Misconduct

Who is Jeffrey Marcus of Merrill Lynch Pierce Fenner & Smith Inc.?

Jeffrey Marcus (CRD #1174115) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Jeffrey Marcus Customer Complaint

Jeffrey Marcus has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customers, through their assignee, 1926 Realty Litigation, LLC, were that the financial advisor made misrepresentations, and caused them to pay a fee, relating to the procurement of an outside line of credit for their businesses. Jeffrey Marcus’ customer complaint was denied and the customers filed a state court action which was dismissed due to an arbitration agreement. The investor has not yet filed the arbitration proceeding. 

Jeffrey Marcus Red Flags & Your Rights As An Investor

Of course, Jeffrey Marcus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Marcus at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Marcus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To Jeffrey Marcus

If you have questions about Merrill Lynch Pierce Fenner & SmithInc. and/or Jeffrey Marcus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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