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Jeffrey Johnson Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Jeffrey Johnson formerly with Morgan Stanley?

Jeffrey Johnson (CRD #5522469) who was formerly registered with Morgan Stanley and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations.

Jeffrey Johnson has been the subject of at least 2 FINRA investigations, 1 of the investigations related to the nonpayment of arbitration award entered against him.  The other investigation related to his alleged participation in an outside business activity in private securities transaction that receiving approval from the firm.  Without admitting or denying the allegations, Jeffrey Johnson consented to a seven-month suspension and $10,000 fine.

Jeffrey Johnson Customer Complaints

Jeffrey Johnson has been the subject of 4 customer complaints that we know about. One arbitration award was entered against Raymond James Associates for Jeffrey Johnson’s alleged misconduct causing investors losses. Three of Jeffrey Johnson’s 4 customer complaints were settled in favor of investors.

Allegations Against Jeffrey Johnson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged: Jeffrey Johnson’s unsuitability, breach of fiduciary duty, common law fraud/innocent misrepresentation, negligence, violations of the Michigan Uniform Securities Act, breach of contract.
  • Claimants alleged, inter alia, unsuitability with respect to the recommendation to surrender variable annuities by Jeffrey Johnson.
  • Client verbally alleged, inter alia, Jeffrey Johnson’s failure to follow instructions with respect to risk tolerance.
  • Claimant alleged: Suitability, Negligence, Breach of Fiduciary Duty, Securities Fraud, Misrepresentations and Omissions of Material Facts, Violations of Michigan Uniform Securities Act 410(a) by Jeffrey Johnson.

Jeffrey Johnson Red Flags & Your Rights As An Investor

Of course, Jeffrey Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Johnson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jeffrey Johnson

If you have questions about Morgan Stanley and/or Jeffrey Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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